Practice Note 2.8.1 — Direct Market Access And Sponsored Access (15 March 2013) Futures Trading Rules >> Practice Notes
3.3.6 Orders Only Via Registered Representatives (15 March 2013) Futures Trading Rules >> Chapter 3 Conduct of Members, Approved Traders and Representatives >> 3. Conduct of Members, Approved Traders and Registered Representatives >> 3.3 Duties of Members Undertaking Agency Trades
3.3.5 Customer Education (15 March 2013) Futures Trading Rules >> Chapter 3 Conduct of Members, Approved Traders and Representatives >> 3. Conduct of Members, Approved Traders and Registered Representatives >> 3.3 Duties of Members Undertaking Agency Trades
Regulatory Notice 2.6.2A — Adequacy of Systems (15 March 2013) Futures Trading Rules >> Regulatory Notices
Practice Note 2.6.3(2) — Firm-Level Monitoring of Capital and Financial Requirements and Prudential Limits (15 March 2013) Futures Trading Rules >> Practice Notes