9.1.3

Past version: Effective from 08 Oct 2018 to 09 Dec 2018

A securities account must be maintained with CDP by customers who trade in securities or futures contracts which are designated by CDP as eligible for clearance or settlement on a book entry basis and Trading Members who trade in such securities or futures contracts for their own account. The securities account may be maintained directly with CDP or with a depository agent.

Amended on 3 April 20083 April 2008 and 8 October 20188 October 2018.