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      • SGX-ST Rules
        • Definitions and Interpretation
        • Section A — General
        • Section B — Market Participants
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          • Chapter 11 — Capital and Financial Requirements
            • 11.1 Definitions and Interpretation
            • 11.1A Financial Requirement for Trading Members
            • 11.2 Base Capital Requirement [Rule has been deleted.]
            • 11.2A [Rule has been deleted.]
            • 11.3 Financial Resources Requirement
              • 11.3.1
              • 11.3.2
              • 11.3.3
              • 11.3.4 [Rule has been deleted.]
              • 11.3.5
              • 11.3.6
              • 11.3.7 Early Warning Requirement on Financial Resources
              • 11.3.8
              • 11.3.9 Notification Requirement on Financial Resources
              • 11.3.10
              • 11.3.11 [Rule has been deleted.]
            • 11.4 Aggregate Indebtedness Requirement
            • 11.5 Powers to Impose Other Requirements
            • 11.6 [Rule has been deleted.]
            • 11.7 Exposure to Single Customer
            • 11.7A Other Requirements for Exposure to Single Customer
            • 11.8 Exposure to Single Security
            • 11.8A Other Requirements for Exposure to Single Security
            • 11.9 Margin Financing
            • 11.10 Submission of Returns
            • 11.11 Annual Financial Audit
            • 11.12 Provision in Annual Accounts
            • 11.13 Other Financial Requirements
            • 11.14 Register of Connected Persons
          • Chapter 12 — Operational Requirements
          • Chapter 12A — Position Accounts
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Breadcrumb

  1. SGX Rulebooks
  2. Archive
  3. SGX-ST Rules
  4. Section D — Regulatory Framework
  5. Chapter 11 — Capital and Financial Requirements
  6. 11.3 Financial Resources Requirement
  7. 11.3.1
  Versions

 
  • 28 Dec 2014
  • 29 Dec 2014
‹ 11.3 Financial Resources Requirement 11.3.2 ›

11.3.1

Past version: Effective up to 28 Dec 2014

A Trading Member shall not cause or permit:—

(1) where it is incorporated in Singapore, its financial resources; or
(2) where it is incorporated outside Singapore, its adjusted net head office funds, to fall below its total risk requirement.
‹ 11.3 Financial Resources Requirement 11.3.2 ›
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