Versions

 

11.14.1

Past version: Effective from 19 May 2014 to 28 Dec 2014

A Trading Member that holds a capital markets services licence shall keep a register of its directors and their connected persons. For the purpose of this Rule, a "connected person" has the meaning ascribed to it in Section 2 of the SFA.

Amended on 19 May 201419 May 2014.