Skip to main content
SGX Logo

Main navigation

  • Rulebooks
  • Browse Contents
  • View Updates
  • Search
  • SGX Rulebooks
    • Mainboard Rules
    • Catalist Rules
    • SGX-ST Rules
    • CDP Clearing Rules
    • CDP Settlement Rules
    • DVP Rules [Entire Rulebook has been deleted]
    • CDP Depository Rules
    • Futures Trading Rules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
      • SGX-ST Rules
        • Definitions and Interpretation
        • Section A — General
        • Section B — Market Participants
        • Section C — Market Structure
        • Section D — Regulatory Framework
          • Chapter 11 — Capital and Financial Requirements
          • Chapter 12 — Operational Requirements
            • 12.1 Records
            • 12.2 Confidentiality of Customer's Information
            • 12.3 Customer Accounts
            • 12.3A Customer Education
            • 12.4 Trading Authority
            • 12.5 Brokerages and Charges
            • 12.6 Contract Notes
              • 12.6.1
              • 12.6.2
              • 12.6.3
              • 12.6.4
              • 12.6.5
              • 12.6.6
              • 12.6.5
            • 12.7 Statement of Account to Customers
            • 12.8 Amendment of Contract
            • 12.9 Communication with Third Parties
            • 12.10 Payment to Customers
            • 12.10A Customer's Money and Assets
            • 12.11 Customer's and Remisier's Money
            • 12.12 Customer's and Remisier's Assets
            • 12.13 Reporting of Delinquent Accounts
            • 12.14 Separation of Front Office and Back Office Functions
            • 12.15 Stock Account
            • 12.16 [Rule has been deleted.]
            • 12.17 Trading by Employees and Agents
            • 12.18 Compliance Review
            • 12.18A Broker-linked balances
            • 12.19 Advertising
            • 12.20 Soft Dollar Commissions
            • 12.21 Use of Office Premises
            • 12.22 Use of Prescribed Forms
            • 12.23 Application of Chapter 12
          • Chapter 12A — Position Accounts
          • Chapter 13 — Trading Practices and Conduct
          • Chapter 14 — Supervisory Rules
        • Section E — Other Business Activities
        • Section F — Transitional Provisions
        • Directives
        • Practice Notes
        • Schedules
    • Rule Amendments
Custom print Search

Breadcrumb

  1. SGX Rulebooks
  2. Archive
  3. SGX-ST Rules
  4. Section D — Regulatory Framework
  5. Chapter 12 — Operational Requirements
  6. 12.6 Contract Notes
  7. 12.6.1
  Versions

 
  • 18 May 2014
  • 19 May 2014 to 30 Jun 2016
  • 01 Jul 2016 to 07 Oct 2018
  • 08 Oct 2018
‹ 12.6 Contract Notes 12.6.2 ›

12.6.1

Past version: Effective from 01 Jul 2016 to 07 Oct 2018

A Trading Member must send its customer a contract note for the purchase or sale of securities or Futures Contracts.

Refer to Practice Note 12.6.1.

Amended on 3 April 20083 April 2008, 19 May 201419 May 2014 and 1 July 20161 July 2016.

‹ 12.6 Contract Notes 12.6.2 ›
Contact Us Privacy Policy Terms of Use Cookie Policy Cyber Security
© Singapore Exchange Limited. All Rights Reserved.

Follow us:

Please scan the QR code or search "SGX" in the app to follow
weChat QR Code
View more