12.6.3

Past version: Effective from 19 May 2014 to 28 Dec 2014

In the case of a Trading Member that holds a capital markets services licence:

(1) A contract note must:
(a) be sent by the next market day;
(b) contain the information specified in Regulation 42(1) of the Securities and Futures (Licensing and Conduct of Business) Regulations; and
(c) show separately:
(i) brokerage charged;
(ii) clearing fee;
(iii) stamp duty;
(iv) Goods and Services Tax; and
(v) any other charges,
unless otherwise prescribed by SGX-ST from time to time,
(2) before issuing contract notes in electronic form, the Trading Member must obtain the customer's prior revocable and informed consent. The Trading Member must retain evidence of the customer's consent. To constitute an informed consent, a customer must be told of the manner of delivery and retrieval of the electronic record and any costs that may be incurred.

Amended on 23 January 200923 January 2009 and 19 May 201419 May 2014.