3.3.3 Risk Disclosure Statement

Past version: Effective up to 15 Jul 2012

A Member shall obtain a written acknowledgement from its Customer that the Customer is aware of the risks associated with trading in contracts, as contemplated under the Act. In the case of a Bank Trading Member, the written acknowledgement shall include an acknowledgement by the Customer that the Investor Compensation Scheme contemplated under Part XI of the Act does not apply in relation to the Bank Trading Member.

Amended on 25 August 200925 August 2009.