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3.3.3 Risk Disclosure Statement

Past version: Effective from 16 Jul 2012 to 31 Mar 2014

A Member shall obtain a written acknowledgement from its Customer, in the form contemplated under the Act, that the Customer is aware of the risks associated with trading in Contracts. In the case of a Bank Trading Member, the written acknowledgement shall include an acknowledgement by the Customer that the Investor Compensation Scheme contemplated under Part XI of the Act does not apply in relation to the Bank Trading Member.

Amended on 25 August 200925 August 2009 and 16 July 201216 July 2012.