7.6.1 Jurisdiction of the Disciplinary Committee

Past version: Effective up to 31 Mar 2014

The Disciplinary Committee may hear any case in which it is alleged that a Member, Approved Trader or Registered Representative has:

(a) committed any Rule Violation;
(b) breached any other relevant foreign law or regulation which governs the business activities of that Member, Approved Trader or Registered Representative, whether in or out of Singapore;
(c) any director who has breached his director's duties;
(d) engaged in any conduct that has the effect of circumventing the Act or this Rules;
(e) engaged in any conduct which is inconsistent with just and equitable principles of trading; or
(f) engaged in any conduct detrimental to the financial integrity, reputation or interests of the Exchange or Markets.