7.6.1 Jurisdiction of the Disciplinary Committee

Past version: Effective from 01 Apr 2014 to 02 Jun 2019

The Disciplinary Committee may hear any case in which it is alleged that a Member, Approved Trader or Registered Representative has:

(a) committed any Rule Violation;
(b) breached any other relevant foreign law or regulation which governs the business activities of that Member, Approved Trader or Registered Representative, whether in or out of Singapore;
(c) any director who has breached his director's duties;
(d) engaged in any conduct that has the effect of circumventing the Act, relevant applicable laws and regulatory requirements relating to the regulation or business conduct of markets and licenced entities, or this Rules;
(e) engaged in any conduct which is inconsistent with just and equitable principles of trading; or
(f) engaged in any conduct detrimental to the financial integrity, reputation or interests of the Exchange or Markets.

Amended on 1 April 20141 April 2014.