Rule 4.10.1(b) requires Trading Members to ensure that adequate pre-execution risk management control checks are conducted, including automated credit control checks on every order and trading limits for each Trading Representative.

Added on 3 June 20193 June 2019.

This Practice Note sets out the types of pre-execution checks contemplated in Rule 4.10.1(b).

Added on 3 June 20193 June 2019.