3.1
The particulars that a Trading Member may obtain include the following:
(a) full name;
(b) residential and mailing addresses;
(c) full names of persons authorised to trade on the customer's behalf;
(d) specimen signatures of persons authorised to trade on the customer's behalf (where applicable);
(e) certified true copy of the certificate of incorporation of the customer;
(f) either:
(i) a copy of the directors' resolution of the customer approving the opening of a corporate/non-individual customer account with the Trading Member and empowering specific directors to trade in securities or futures contracts for the corporate/non-individual customer account and execute all documentation for trading and settlement in the customer account;
(ii) a power of attorney (in English) certified by a notary public authorising identified persons to open a corporate/non-individual customer account and trade on behalf of the corporate/non-individual customer; or
(iii) noting in writing the basis upon which the Trading Member believes the corporate/non-individual customer may open the corporate/non-individual customer account and engage in transactions and that the persons acting for the corporate/non-individual customer have been duly authorised to trade on the customer's behalf.
Added on 3 June 20193 June 2019.