SGX Rulebooks
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4.29.1

A Trading Member must:

(a) segregate monies and assets of customers (including Remisiers) from the Trading Member's monies and assets;
(b) deposit monies and assets of customers (including Remisiers) in trust or custody accounts; and
(c) separately account for the monies and assets of each customer (including each Remisier).

Added on 3 June 20193 June 2019.

4.29.2

A Trading Member that holds a Capital Markets Services Licence must comply with such requirements prescribed in Rules 4.30 and 4.31.

Added on 3 June 20193 June 2019.

4.29.3

A Remote Trading Member must comply with such requirements as may be prescribed by the Relevant Regulatory Authority. The Remote Trading Member shall immediately notify SGX-ST of any changes to such requirements. Notwithstanding the foregoing, SGX-ST shall have the discretion to prescribe additional requirements.

Refer to Regulatory Notice 4.13, 4.16, 4.24, 4.25 and 4.29.

Added on 3 June 20193 June 2019.

4.29.4

A "customer" for the purposes of Rules 4.29, 4.30 and 4.31 does not include (a) any Officer, Director, employee or representative of the Trading Member; or (b) a related corporation of the Trading Member with respect to an account belonging to and maintained wholly for the benefit of that related corporation; but includes a Remisier of the Trading Member.

Added on 3 June 20193 June 2019.