Past version: Effective up to 18 May 2014

Action Against Registered Persons

(1) SGX-ST may suspend, or otherwise restrict the activities of, a Trading Member, an Approved Executive Director or a Trading Representative if the person is charged with:—
(a) an offence under the Securities and Futures Act or Securities and Futures Regulations;
(b) an offence involving fraud or dishonesty, whether in or out of Singapore;
(c) an offence relating to director's duties; or
(d) an offence under any relevant law or regulation which governs that person's other business activities.
(2) The suspension or restriction ends if the Trading Member, Approved Executive Director or Trading Representative is acquitted or the charge is not proceeded with.