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14.12.1

Action Against Registered Persons

(1) SGX-ST may suspend, or otherwise restrict the activities of, a Trading Member, an Approved Executive Director or a Trading Representative if the person is charged with:—
(a) an offence under the Securities and Futures Act or Securities and Futures Regulations or an offence under any other relevant applicable laws and regulatory requirements relating to the regulation of markets and licenced entities;
(b) an offence involving fraud or dishonesty, whether in or out of Singapore;
(c) an offence relating to director's duties; or
(d) an offence under any relevant law or regulation which governs that person's other business activities.
(2) The suspension or restriction ends if the Trading Member, Approved Executive Director or Trading Representative is acquitted or the charge is not proceeded with.

Amended on 19 May 201419 May 2014.