Chapter 5 — Designated Market-Maker
- 5.1 Registration Criteria
- 5.2 Application Procedures
- 5.3 Appeals
- 5.4 Register of Designated Market-Makers
- 5.5 Obligations of A Designated Market-Maker
- 5.6 Suspension or Restriction of Trades in Specified Security
- 5.7 Suspension and Restriction of Activities
- 5.8 Revocation of Registration
- 5.9 Notification of Action and Appeal
- 5.10 Disciplinary Proceedings
- 5.11 Resignation
- 5.12 Obligations of a Former Designated Market-Maker