(a) A Member shall obtain a written acknowledgement from its Customer that the Customer is aware* of the risks associated with trading in Contracts.
(b) The written acknowledgement shall:
(i) in the case of a General Trading Member that holds a licence to engage in a Regulated Activity, contain such requirements as contemplated under the Act;
(ii) in the case of a General Trading Member that holds a licence specified in Rule 2.4.1(b), contain such requirements as may be prescribed by the Relevant Regulatory Authority. The General Trading Member shall immediately notify the Exchange on any changes to such requirements. Notwithstanding the foregoing, the Exchange shall have the discretion to prescribe additional requirements;
(iii) in the case of a Bank Trading Member, contain such requirements as contemplated under the Act and include an acknowledgement by the Customer that the Investor Compensation Scheme contemplated under Part 11 of the Act does not apply in relation to the Bank Trading Member; and
(iv) in each case, contain such information as may be prescribed by the Exchange from time to time.
*Refer to Regulatory Notice 3.3.3.
Amended on 25 August 200925 August 2009, 16 July 201216 July 2012, 1 April 20141 April 2014, 22 November 2021 and 18 January 2022.