Cross-referenced from Rule 864(1)
We __________________________ , sponsor of _______________________ (issuer) notify the Exchange that the issuer *will be undertaking the following corporate action / has the following securities for additional listing:
*For corporate action:
__________________________ (details of corporate action)
*For additional listing:
__________________________ (details of securities)
The issue is a result of __________________________ (insert details)
Part I Confirmation for Corporate Actions / Additional Listing
1. We, ____________________, sponsor of _____________________ (issuer), confirm that, to the best of our knowledge and belief, having made reasonable due diligence enquiries and considered all relevant matters under the Rules in relation to this *circular/additional listing application:
(a) All applicable requirements of the Rules for issuers and sponsors are met (except as waived by the Exchange in writing).
(b) All documents required by the Rules are included with this confirmation.
(c) Where applicable, we complied with the due diligence guidelines issued by The Association of Banks in Singapore or _____________ (such other satisfactory and no less strict due diligence guidelines or processes).
2. We confirm that:
(a) We have given written consent to being named as sponsor in the offer information statement, and a statement of such consent appears in the offer information statement. Where we act as issue manager to the offer of securities, we have given written consent to being named as issue manager in the offer information statement.
(b) Each issue manager and underwriter named in the offer information statement has given his written consent to being named, and a statement of such consent appears in the offer information statement.
(c) Where the offer information statement contains a statement purporting to be made by, or based on a statement made by, an expert, the expert has given his written consent to the issue of such statement, and a statement of his consent appears in the offer information statement.
(d) The written consents referred to in paragraphs 2(a), (b) and (c) above have been lodged with the Exchange.
(e) The offer information statement has been signed in accordance with Regulation 38 of the Securities and Futures (Offers of Investments) (Securities and Securities-based Derivatives Contracts) Regulations 2018.
3. With regards to an additional listing of securities:
(a) We are satisfied that the securities are suitable for additional listing.
(b) That in our opinion, the issue of securities does not result in a change of control of the type under Rule 1015, and the basis for such opinion is __________________________ .
4. The corporate action/additional listing circular contains all information:
(a) Required by the relevant laws and regulations.
(b) Necessary to allow shareholders to make a properly informed decision.
5. This additional listing confirmation is accompanied by:
(a) The listing fee
(b) The information required as follows:
• For exercise of company warrants/ convertible preference shares — Appendix 8C
• For convertible loan stocks/ bonds — Appendix 8C
• For options exercised under an employee share options scheme — Appendix 8C
* Delete where not applicable.
| Dated: _________________ | |
| Signed on behalf of sponsor: | __________________________________ |
| (Name and designation of person signing) |
Part II Confirmation for Additional Listing (After Allotment)
Please provide the following statements of confirmation where applicable.
We confirm that:
1. The distribution of the applicant's securities after allotment of the additional securities is not expected to result in a disorderly market when trading begins.
2. The additional securities to be quoted are eligible for deposit with CDP.
3. All share certificates have been issued and despatched (if applicable).
4. A copy of the return of allotment has been duly filed with the Accounting and Corporate Regulatory Authority (ACRA).
5. The new shares *do/do not rank pari passu in all respects with the existing shares of the Company.
* Delete where not applicable.
| Dated: _________________ | |
| Signed on behalf of sponsor: | __________________________________ |
| (Name and designation of person signing) |
Amended on 7 February 20207 February 2020.