3.3.5

Rulebooks

SGX Rulebooks

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SGX-ST Rules

Chapter 3 Capital and Financial Requirements 3.3 Financial Resources Requirement

Notification of Failure to Comply with Rule 3.3

If a Trading Member fails to comply or becomes aware that it will fail to comply with the financial resources requirement prescribed under this Rule 3.3, or such other financial resources requirement as SGX-ST may impose, it shall immediately notify SGX-ST.

Added on 3 June 2019 3 June 2019.