Past version: Effective from 29 Nov 2010 to 31 Mar 2014
A Member, Approved Trader and Registered Representative shall ensure that any advertising, market letters or similar information that they issue, in the form and context in which such advertisements, market letters or similar information appear or are used:
(a) shall be true to the best of their knowledge and belief;
(b) shall make no promise with respect to profits, always indicating the possibility of losses if profits are mentioned;
(c) shall not misrepresent their Membership, registration, or the privileges which they enjoy under this Rules, in relation to the Exchange; and
(d) shall not misrepresent any authorisation, licence or permission which they possess from, or any registration with, the appropriate regulatory body.
If the Exchange finds any advertising, market letters or similar information issued by a Member, Approved Trader or Registered Representative to be in contravention of this Rule 3.2.8, it may require all such prospective advertising, market letters or similar information issued by that Member, Approved Trader or Registered Representative to be submitted to the Exchange for approval prior to release.
Amended on 29 November 201029 November 2010.