6.3 Disclosure of Sub-Account Holders' Information and Other Action Required

CDP Depository Rules

6.3 Disclosure of Sub-Account Holders' Information and Other Action Required

Without prejudice to Rule 2.5.3, a Depository Agent shall disclose to the Depository such information, provide such assistance or take such action as the Depository may require in relation to Sub-Account Holders if in the opinion of the Depository, such information, assistance or action is necessary or desirable for any of the following purposes:

6.3.1 for the Depository to monitor foreign ownership or other shareholding limits imposed by law or by an Issuer;

6.3.2 for the Depository to comply with any applicable law, regulation or order of any government, court, tribunal or other competent authority (whether in or out of Singapore) or with any contractual obligation imposed or binding on the Depository or any of its nominee(s);

6.3.3 for purposes of investor protection and/or to facilitate the exercise of investor rights;

6.3.4 for the Depository Agent to comply with the Depository Agent Terms;

6.3.5 for ensuring fair, orderly and/or transparent operation and/or integrity of the SGX-ST market;

6.3.6 for minimising the risk and/or managing the impact of any error, fraud or law breaches;

6.3.7 for ensuring safe and efficient clearing and/or settlement, and/or to manage systemic risk;

6.3.8 for the proper operation of the Central Depository System, including the deposit or withdrawal of securities, maintenance of accounts, verification of the accuracy of the Depository Register or transfer of securities by the Depository; or

6.3.9 for protecting the reputation or interests of the Depository or its Related Corporations.

For the purpose of this Rule 6.3, information in relation to a Sub-Account Holder includes information in relation to the underlying beneficial owner(s) of the Deposited Securities held by the Depository Agent on behalf of that Sub-Account Holder.

Amended on 15 July 2026.