Future version: Effective from 15 Jul 2026
In the event that any Depository Agent is informed of any restriction and/or conditions imposed on its activities, or that it is terminated, for any reason whatsoever (including under Rule 10.1, Rule 10.2, or as a result of a decision of the Disciplinary Committee or Appeals Committee), the Depository Agent shall, as soon as possible, unless otherwise agreed by the Depository:
10.3.1 give notice of the restriction and/or conditions or termination to its Sub-Account Holders and inform its Sub-Account Holders that they may transfer their Deposited Securities to another Depository Agent or account;
10.3.2 transfer the Deposited Securities of the Sub-Account Holders to such other Depository Agents or accounts as indicated by the Sub-Account Holder; and
10.3.3 if terminated, transfer its Deposited Securities to another Depository Agent or account within the notice period stipulated by the Depository.
Amended on 15 July 2026.