SGX Rulebooks
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Rule Amendments
Title of Amendment Effective Date
Mainboard Rules
Amendments to Chapter 2 — Board Lot Size Reduction 19 January 201519 January 2015
Amendments to Chapter 5 — Board Lot Size Reduction 19 January 201519 January 2015
Amendments to Chapter 12 — Board Lot Size Reduction 19 January 201519 January 2015
Amendments to Chapter 7 — Continuing Obligations 1 August 20151 August 2015
Amendments to Chapter 1 — Introduction 25 September 201525 September 2015
Amendments to Chapter 2 — Equity Securities 25 September 201525 September 2015
Amendments to Chapter 5 — Structured Warrants 25 September 201525 September 2015
Amendments to Chapter 7 — Continuing Obligations 25 September 201525 September 2015
Amendments to Definitions & Interpretations 7 October 20157 October 2015
Amendments to Chapter 1 — Introduction 7 October 20157 October 2015
Amendments to Chapter 2 — Equity Securities 7 October 20157 October 2015
Amendments to Chapter 7 — Continuing Obligations 7 October 20157 October 2015
Amendments to Chapter 10 — Acquisitions and Realisations 7 October 20157 October 2015
New Chapter 14 — Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange 7 October 20157 October 2015
Amendments to Appendix 7.2 — Financial Statements and Dividend Announcement 7 October 20157 October 2015
Amendments to Appendix 7.4.1 — Announcement of Appointment 7 October 20157 October 2015
New Appendix 7.7 — Undertaking with regard to Directors or Executive Officers 7 October 20157 October 2015
Amendments to Practice Note 7.2 — Monitoring and Querying Unusual Trading Activity 1 December 20151 December 2015
Catalist Rules
Amendments to Chapter 4 — Board Lot Size Reduction 19 January 201519 January 2015
Amendments to Chapter 12 — Board Lot Size Reduction 19 January 201519 January 2015
Amendments to Chapter 7 — Continuing Obligations 1 August 20151 August 2015
Amendments to Chapter 1 — Introduction 25 September 201525 September 2015
Amendments to Chapter 4 — Equity Securities 25 September 201525 September 2015
Amendments to Chapter 7 — Continuing Obligations 25 September 201525 September 2015
Amendments to Definitions & Interpretations 7 October 20157 October 2015
Amendments to Chapter 1 — Introduction 7 October 20157 October 2015
Amendments to Chapter 3 — Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange 7 October 20157 October 2015
Amendments to Chapter 7 — Continuing Obligations 7 October 20157 October 2015
Amendments to Chapter 10 — Acquisitions and Realisations 7 October 20157 October 2015
Amendments to Appendix 4F — Steps in the Initial Public Offering / Very Substantial Acquisition / Reverse Takeover Process 7 October 20157 October 2015
Amendments to Appendix 7C — Financial Statements and Dividend Announcement 7 October 20157 October 2015
Amendments to Appendix 7F — Announcement of Appointment 7 October 20157 October 2015
New Appendix 7H — Undertaking with regard to Directors or Executive Officers 7 October 20157 October 2015
Amendments to Practice Note 7B — Monitoring and Querying Unusual Trading Activity 1 December 20151 December 2015
SGX-ST Trading Rules
Contact information update for FTR and SGX-ST Practice Notes 7 July 20157 July 2015
Changes to the SGX-ST Practice Notes 23 December 201523 December 2015
SGX-DC Clearing Rules
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 19 January 201519 January 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 9 March 20159 March 2015
Amendment to SGX-DC Clearing Rules 25 May 201525 May 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 31 August 201531 August 2015
Amendments to Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 5 October 20155 October 2015
Amendment to SGX-DC Clearing Rule 7A.06.2 19 October 201519 October 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 7 December 20157 December 2015
Amendment to Chapter 6 — Delivery and Related Matters, and Chapter 7 — Clearing and Margins of the SGX-DC Clearing Rules 7 December 20157 December 2015
Futures Trading Rules
Amendment to Appendix B of Regulatory Notice 4.1.11 of the Futures Trading Rules 5 January 20155 January 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 19 January 201519 January 2015
Amendments to Futures Trading Rule 4.1.8, Regulatory Notice 4.1.8 and Practice Note 4.1.9 19 January 201519 January 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules 9 February 20159 February 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 9 March 20159 March 2015
Contact information update for FTR and SGX-ST Practice Notes 7 July 20157 July 2015
Amendments to Appendix A to Regulatory Notice 4.1.8 and Appendix A and B to Regulatory Notice 4.1.11 of the Futures Trading Rules 31 August 201531 August 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 31 August 201531 August 2015
Amendments to Appendix A and Appendix B of Regulatory Notice 4.1.11 of the Futures Trading Rules 5 October 20155 October 2015
Amendments to Appendix B of Regulatory Notice 4.1.11 of the Futures Trading Rules 2 November 20152 November 2015
Amendments to Appendix A and B of Regulatory Notice 4.1.11 of the Futures Trading Rules and Appendix 1 — Final Settlement Price of the SGX-DC Clearing Rules 7 December 20157 December 2015
Amendments to Chapter 5 — Physical Delivery Futures Trading Rules of the Futures Trading Rules 7 December 20157 December 2015