Subject to Rule 5A.5.2, a Clearing Member shall identify the beneficial owner(s) and/or controlling party(ies) of any Position Account to CDP upon request by CDP within such time as CDP may require.

Amended on 1 July 20161 July 2016 and 10 December 201810 December 2018.

If the Position Account holder does not want the identity of any underlying beneficial owner and/or any controlling party of such account to be disclosed to its carrying Clearing Member, the Position Account holder may apply to the CDP, through its carrying Clearing Member, to provide such information as CDP may require directly to CDP.

Added on 1 July 20161 July 2016.