214
The listing application is intended to place before the Exchange the information required to assess compliance with the admission requirements for admission to the Official List and the listing of its securities for public trading on the Global Listing Board. The issuer, its issue manager and all professionals appointed by the issuer in Singapore who are involved in the preparation of the listing application must therefore ensure that all information that is material to the Exchange's decision on the application is made available promptly to the Exchange. Rule 412 applies to information supplied as part of an application.
215
The application must include:
(1) particulars as required in a form as prescribed by the Exchange, accompanied by a checklist showing compliance with this Chapter;
(2) all SEC registration statement submissions and filings (public or confidential), a copy of the original Nasdaq listing application, all related SEC and Nasdaq correspondences and any other additional information and supporting documentation submitted to the SEC and Nasdaq in connection with its proposed listing on the Nasdaq Global Select Market, unless otherwise prescribed by the Exchange;
(3) the prospectus. The document must comply with applicable law and should be accompanied by a checklist showing compliance with the relevant regulation(s) and schedule(s) of the SF(GLB)R;
(4) the memorandum and articles of association or other constituent document, and if applicable, the deposit agreement (incorporating all amendments made to date) which has been filed with the SEC;
(5) particulars of each of the issuer’s directors, executive officers and controlling shareholders in a form prescribed by the Exchange; and
(6) the requisite listing fee.
216
(1) The issuer must promptly (a) notify the Exchange of all material developments related to the application and supplement its application whenever there is a material addition to or change in information, documentation or responses previously furnished; and (b) provide to the Exchange all further correspondence with the SEC and Nasdaq in connection with its proposed listing on the Nasdaq Global Select Market.
(2) The Exchange may require an issuer to provide additional information and documents (including, where applicable, the letters of consents to act from directors and professional firms) which it requires for a proper consideration of the application. The Exchange may reject an application for listing if the issuer fails to provide such information within a reasonable period of time or if any communication to the Exchange contains a material misrepresentation or omits material information necessary to make the communication to the Exchange not misleading.