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  • SGX Rulebooks
    • Mainboard Rules
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    • CDP Clearing Rules
    • CDP Settlement Rules
    • DVP Rules [Entire Rulebook has been deleted]
    • CDP Depository Rules
    • Futures Trading Rules
      • Chapter 1 General Matters
      • Chapter 2 Access and Membership
      • Chapter 3 Conduct of Members, Approved Traders and Representatives
        • 3. Conduct of Members, Approved Traders and Registered Representatives
          • 3.1 Overview
          • 3.2 Duties Applicable to All Members, Approved Traders and Registered Representatives
          • 3.3 Duties of Members Undertaking Agency Trades
            • 3.3.1 Customer Account and Know-Your-Customer Requirements
            • 3.3.2 Management Approval Required for Opening Customer Accounts
            • 3.3.3 Risk Disclosure Statement
            • 3.3.4 Customer Instructions and Power of Attorney
            • 3.3.5 Customer Education
            • 3.3.6 Orders Only Via Registered Representatives
            • 3.3.7 Accepting Orders without Executing
            • 3.3.8 Recording of Orders
            • 3.3.8A Preventing Unauthorised Changes to Order Information
            • 3.3.9 Customer's Statement of Account and Contract Note
            • 3.3.10 Segregation of Customers' Monies and Assets and Fiduciary Obligations
            • 3.3.11 Trading or Accepting Customer's Monies or Assets After Insolvency
            • 3.3.12 Customer Margins
            • 3.3.13 [Deleted]
            • 3.3.14 Inter-Exchange Cross Margining
            • 3.3.15 Transfer of Error Trades to House Account
            • 3.3.16 Transfer of Unsuccessful Give-Up Trades to House Account
            • 3.3.16A Separate Accounts
            • 3.3.17 Reporting of Account Identity
            • 3.3.18 Reporting of Open Positions
            • 3.3.19 Omnibus Accounts
            • 3.3.20 Limits on Omnibus Accounts
            • 3.3.21 Disclosures Relating to Omnibus Accounts
            • 3.3.22 Audit Trail
            • 3.3.23 Record Keeping
            • 3.3.23A Register of Securities
            • 3.3.24 IT and Data Security Requirements
            • 3.3.25 ID Tags and Passwords
            • 3.3.26 Computations of Financial and Capital Requirements
            • 3.3.27 Submission of Financial Statements and Other Information to the Exchange
            • 3.3.28 Certification by Auditor
            • 3.3.29 Reporting Obligations of Auditors
            • 3.3.30 Change of Auditors
            • 3.3.31 Prohibition Against General Trading Member Acting as Guarantor
            • 3.3.32 Foreign Branch of General Trading Member
            • 3.3.33 Application of Rule 3.3
          • 3.4 Trading Practices and Conduct Rules of Members, Approved Traders and Registered Representatives
          • 3.5 Inspection and Audit
      • Chapter 4 Listing and Trading of Contracts
      • Chapter 5 Physical Delivery
      • Chapter 6 Dispute Resolution and Arbitration
      • Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
      • Chapter 8 Definitions and Interpretation
      • Chapter 9 Transitional Provisions
      • Regulatory Notices
      • Practice Notes
      • Schedules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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Breadcrumb

  1. SGX Rulebooks
  2. Futures Trading Rules
  3. Chapter 3 Conduct of Members, Approved Traders and Representatives
  4. 3. Conduct of Members, Approved Traders and Registered Representatives
  5. 3.3 Duties of Members Undertaking Agency Trades
  6. 3.3.25 ID Tags and Passwords
  Versions

 
  • 13 Nov 2016
  • 14 Nov 2016
‹ 3.3.24 IT and Data Security Requirements 3.3.26 Computations of Financial and Capital Requirements ›

3.3.25 ID Tags and Passwords

A Member shall issue unique identification tags and passwords to Customers and Approved Traders which have access to the Trading System through that Member.

Amended on 14 November 201614 November 2016.

‹ 3.3.24 IT and Data Security Requirements 3.3.26 Computations of Financial and Capital Requirements ›
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