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3.8.2

A Trading Member shall immediately notify SGX-ST of its exposure to a single security:

(a) in the case where the security is quoted on SGX-ST or any recognised group A securities exchange, if its exposure to that security (whether in relation to the quantity that is already quoted or to the quantity that is approved for quotation but not yet quoted), exceeds 300% of its average aggregate resources;
(b) in all other cases where the security is quoted, if its exposure to that security exceeds 100% of its average aggregate resources;
(c) in the case where the security is approved for quotation on SGX-ST or any recognised group A securities exchange but has not, as yet, been so quoted, if its exposure to that security:
(i) exceeds 100% of its average aggregate resources if its aggregate resources is less than S$75 million; or
(ii) exceeds 150% of the average aggregate resources of the Trading Member if its aggregate resources is S$75 million or more;
(d) in the case where the security is not quoted, and not approved for quotation on SGX-ST or any recognised group A securities exchange, if its exposure to that security exceeds 10% of its average aggregate resources. This notification requirement does not apply to any security issued by:
(i) any subsidiary of the Trading Member that is established solely for the purpose of providing research, nominee, custodian or trustee services; or
(ii) any other company that SGX-ST may approve.

Added on 3 June 20193 June 2019.