Versions

 

4.09A.2

The Clearing House may make the decision public (together with such details as the Clearing House thinks appropriate). For avoidance of doubt, this includes publication of the following information:—

4.09A.2.1 the particulars of the Clearing Member charged;
4.09A.2.2 the particulars of the charge;
4.09A.2.3 the underlying facts in respect of the charge;
4.09A.2.4 the findings and decision of the Disciplinary Committee or the Appeals Committee (as applicable);
4.09A.2.5 the basis of the findings and decision of the Disciplinary Committee or the Appeals Committee (as applicable); and
4.09A.2.6 the powers exercised by the Disciplinary Committee or the Appeals Committee (as applicable).

Added on 8 June 20058 June 2005 and amended on 27 March 200627 March 2006.