Versions

 

5.8.1

A Trading Member or its Trading Representative must not:

(a) accept a share in the profits of a customer's account carried on the books of the Trading Member or have any arrangement with a customer to share in the profits of that account;
(b) have any arrangement with a third party to allocate profits or losses to a customer's account carried on the books of the Trading Member; or
(c) lead a customer to believe that the customer will not suffer loss as a result of opening an account or dealings.

Added on 3 June 20193 June 2019.