Versions

 

7.2.4 Restriction of Activities of Members, Approved Traders or Registered Representatives

(1) Subject to Rule 7.2.4(2), the Exchange may restrict the activities of any Member or its Approved Traders or Registered Representatives if the Member or its Approved Traders or Registered Representatives are charged before the Disciplinary Committee for any Rule Violation, or charged in any court of law in relation to conduct which would constitute:
(a) an offence under the Act or relevant applicable laws and regulatory requirements relating to the regulation or business conduct of markets and licenced entities;
(b) an offence involving fraud or dishonesty, whether in or out of Singapore;
(c) an offence relating to director's duties; or
(d) an offence under any relevant law or regulation which governs that Person's other business activities.
(2) Rule 7.2.4(1) shall only apply in relation to a Bank Trading Member to the extent of its Business Governed by this Rules.

Amended on 25 August 200925 August 2009 and 1 April 20141 April 2014.