7.4.1 Commencement of Investigations
The Exchange may conduct an investigation if:
Amended on 1 April 20141 April 2014.
7.4.2 Direction to Commence Investigation by MAS
The Exchange shall conduct an investigation if MAS so directs.
7.4.3 Requirement to Cooperate with Investigations
The Exchange may direct a Member, Approved Trader, Registered Representative or any Member's director, officer, employee or agent to:
and that Person shall comply with the Exchange's direction.
7.4.4 Prohibition Against the Furnishing of False Statements or Information to the Exchange
A Member, Approved Trader, Registered Representative, or any Member's director, officer, employee or agent shall not wilfully make, furnish or permit the making or furnishing of any false or misleading information, statement or report to the Exchange.
7.4.5 Appointment of Exchange Examiners
The Exchange may appoint any Person or Persons to assist in its investigation (the "Exchange Examiners"). The Exchange may delegate all or any of its powers under this Rule 7.4.5 to the Exchange Examiners. The Exchange Examiners shall report the results of their investigations to the Exchange.
7.4.6 Supply of Information
The Exchange may direct a Member, Approved Trader or Registered Representative to provide specified information relating to Members' Affairs, transactions relating to Customers and former Customers, and matters pertaining to any contract. Such direction shall be in writing and the Member, Approved Trader or Registered Representative shall provide the information to the Exchange within such period as is specified by the Exchange, being a period of not less than two (2) Business Days after receipt of the Exchange's direction. Information provided to the Exchange under this Rule shall be treated as Confidential Information and subject to the safeguards set forth in Rule 1.4.