7.6.1

The Exchange may initiate disciplinary proceedings and charge a Member, Approved Trader, or Registered Representative before the Disciplinary Committee if the Exchange is of the opinion that the Member, Approved Trader or Registered Representative has committed any of the following:

(a) subject to Rules 7.2.1A(b) and 7.2.1A(g), committed any Rule Violation;
(b) breached any other relevant foreign laws, or regulations which governs the business activities of that Member, Approved Trader or Registered Representative, whether in or out of Singapore;
(c) breached any director's duties;
(d) engaged in any conduct that has the effect of circumventing the Act, relevant applicable laws and regulatory requirements relating to the regulation or business conduct of markets and licenced entities, or this Rules;
(e) engaged in any conduct which is inconsistent with just and equitable principles of trading; or
(f) engaged in any conduct that is detrimental to the financial integrity, reputation or interests of the Exchange, or Markets.

Amended on 1 April 20141 April 2014 and 3 June 20193 June 2019.