7.6.1A

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Futures Trading Rules

Chapter 7 Adverse Events, Rule Violations and Disciplinary Action 7. Overview of Adverse Events, Rule Violations and Disciplinary Action 7.6 Disciplinary Committee Powers and Related Matters

The Disciplinary Committee shall, as a tribunal of first instance hear and determine charges brought by the Exchange against a Member, Approved Trader, or Registered Representative pursuant to Rule 7.6.1. The Disciplinary Committee may exercise its powers against a Member, Approved Trader, or Registered Representative if it is satisfied, on a balance of probabilities, that the Member, Approved Trader, or Registered Representative has committed any of the matters set out in Rule 7.6.1.

Added on 3 June 2019 3 June 2019.