1004
Transactions are classified into the following categories:
1005
In determining whether a transaction falls into category (a), (b), (c) or (d) of Rule 1004, the sponsor may aggregate separate transactions completed within the last 12 months and treat them as if they were one transaction. The Exchange retains the discretion to determine whether the aggregation was correctly applied, and/or to direct the sponsor to aggregate other transactions.
1006
A transaction may fall into category (a), (b), (c) or (d) of Rule 1004 depending on the size of the relative figures computed on the following bases:
Amended on 1 February 20111 February 2011, 27 September 201327 September 2013 and 23 August 201823 August 2018.
1007
Amended on 7 February 20207 February 2020.