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  • SGX Rulebooks
    • Mainboard Rules
    • Catalist Rules
    • SGX-ST Rules
      • Chapter 1 General
      • Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
      • Chapter 3 Capital and Financial Requirements
        • 3.1 Interpretation
        • 3.2 Base Capital Requirement
        • 3.3 Financial Resources Requirement
        • 3.4 Aggregate Indebtedness Requirement
        • 3.5 Powers to Impose Other Requirements
        • 3.6 Exposure to Single Customer
        • 3.7 Remote Trading Member: Exposure to Single Customer
        • 3.8 Exposure to Single Security
        • 3.9 Remote Trading Members: Exposure to Single Security
        • 3.10 Margin Financing
        • 3.11 Borrowing and Lending of Specified Products
        • 3.12 Submission of Returns
        • 3.13 Annual Financial Audit
        • 3.14 Provision in Annual Accounts
        • 3.15 Other Financial Requirements
      • Chapter 4 Operational Requirements
      • Chapter 5 Trading Practices and Conduct
      • Chapter 6 Designated Market-Makers
      • Chapter 7 Listing and Quotation
      • Chapter 8 Trading
      • Chapter 9 Settlement
      • Chapter 10 Requirements on Specific Securities and Futures Contracts
      • Chapter 11 Cancellation of Contracts and Trades
      • Chapter 12 Supervision and Enforcement
      • Chapter 13 Definitions and Interpretation
      • Directives
      • Regulatory Notices
      • Practice Notes
      • Schedule A
    • CDP Clearing Rules
    • CDP Settlement Rules
    • DVP Rules [Entire Rulebook has been deleted]
    • CDP Depository Rules
    • Futures Trading Rules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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  1. SGX Rulebooks
  2. SGX-ST Rules
  3. Chapter 3 Capital and Financial Requirements
  Versions

 
‹ 2.27.3 3.1 Interpretation ›

Chapter 3 Capital and Financial Requirements

  • 3.1 Interpretation
    • 3.1.1
  • 3.2 Base Capital Requirement
    • 3.2.1
    • 3.2.2
    • 3.2.3
    • 3.2.4
  • 3.3 Financial Resources Requirement
    • 3.3.1
    • 3.3.2
    • 3.3.3
    • 3.3.4
    • 3.3.5
    • 3.3.6
    • 3.3.7
    • 3.3.8
    • 3.3.9
  • 3.4 Aggregate Indebtedness Requirement
    • 3.4.1
    • 3.4.2
    • 3.4.3
    • 3.4.4
    • 3.4.5
    • 3.4.6
  • 3.5 Powers to Impose Other Requirements
    • 3.5.1
  • 3.6 Exposure to Single Customer
    • 3.6.1
    • 3.6.2
    • 3.6.3
    • 3.6.4
    • 3.6.5
    • 3.6.6
  • 3.7 Remote Trading Member: Exposure to Single Customer
    • 3.7.1
    • 3.7.2
    • 3.7.3
  • 3.8 Exposure to Single Security
    • 3.8.1
    • 3.8.2
    • 3.8.3
    • 3.8.4
    • 3.8.5
    • 3.8.6
    • 3.8.7
  • 3.9 Remote Trading Members: Exposure to Single Security
    • 3.9.1
    • 3.9.2
    • 3.9.3
  • 3.10 Margin Financing
    • 3.10.1
    • 3.10.2
    • 3.10.3
    • 3.10.4
    • 3.10.5
    • 3.10.6
    • 3.10.7
    • 3.10.8
    • 3.10.9
    • 3.10.10
    • 3.10.11
    • 3.10.12
    • 3.10.13
    • 3.10.14
    • 3.10.15
    • 3.10.16
  • 3.11 Borrowing and Lending of Specified Products
    • 3.11.1
    • 3.11.2
    • 3.11.3
  • 3.12 Submission of Returns
    • 3.12.1
    • 3.12.2
    • 3.12.3
    • 3.12.4
  • 3.13 Annual Financial Audit
    • 3.13.1
    • 3.13.2
    • 3.13.3
    • 3.13.4
    • 3.13.5
    • 3.13.6
  • 3.14 Provision in Annual Accounts
    • 3.14.1
  • 3.15 Other Financial Requirements
    • 3.15.1
    • 3.15.2
    • 3.15.3
    • 3.15.4
    • 3.15.5
    • 3.15.6
    • 3.15.7
‹ 2.27.3 3.1 Interpretation ›
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