Rule 5 — Financial/Capital Requirements
- 5.1 Minimum Capital and Financial Requirements of Clearing Members Incorporated in Singapore
- 5.1A Early Warning Financial Requirements of Clearing Members Incorporated in Singapore
- 5.1B Notification Requirements of Clearing Members Incorporated in Singapore
- 5.1C Qualifying Letter of Credit
- 5.1D Minimum Capital and Financial Requirements of Clearing Members Incorporated Outside Singapore
- 5.1DA Liquidity Resource Requirement
- 5.1E Early Warning Financial Requirements of Clearing Members Incorporated Outside Singapore
- 5.1F Notification Requirements of Clearing Members Incorporated Outside Singapore
- 5.1G Qualifying Letter of Credit
- 5.1H [Rule has been deleted.]
- 5.1I Total Risk Requirement
- 5.1J Notification of Reduction in Capital
- 5.1.2 [Rule has been deleted.]
- 5.1.3 [Rule has been deleted.]
- 5.1.4 [Rule has been deleted.]
- 5.2 [Rule has been deleted.]
- 5.3 [Rule has been deleted.]
- 5.4 Powers to Impose Other Requirements
- 5.5 Reserve Fund Requirement
- 5.6 Exposure to Single Customer
- 5.7 Exposure to Single Security
- 5.8 Monthly Returns
- 5.9 Appointment of Auditors and Audit Requirements
- 5.10 [Rule has been deleted.]
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5.11 Other Financial Requirements
- 5.11.1 Reduction in Paid-Up Ordinary Share Capital or Paid-Up Irredeemable and Non-Cumulative Preference Share Capital
- 5.11.2 Preference Shares
- 5.11.3 Qualifying Subordinated Loan
- 5.11.4 Making of Unsecured Loan or Advance, Payment of Dividend or Director's Fees or Increase in Director's Remuneration by General Clearing Member
- 5.11.5 Credit Facilities
- 5.12 Register of Connected Persons
- 5.13 Exemption for SGXlink Pte Ltd