4.13.1

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SGX Rulebooks

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SGX-DC Clearing Rules

Without prejudice to this Rules, it shall be an minor offence for a Clearing Member to:—

4.13.1 be guilty of dishonourable or uncommercial conduct;

4.13.2 make a false entry on a clearing sheet;

4.13.3 fail to answer Customers' complaints promptly;

4.13.4 violate any rule, the violation of which is not a major offence; and

4.13.5 make a mis-statement to the Clearing House, SGX RegCo, any committee, or their respective employees and members.