4.13.1

Without prejudice to this Rules, it shall be an minor offence for a Clearing Member to:—

4.13.1 be guilty of dishonourable or uncommercial conduct;
4.13.2 make a false entry on a clearing sheet;
4.13.3 fail to answer Customers' complaints promptly;
4.13.4 violate any rule, the violation of which is not a major offence; and
4.13.5 make a mis-statement to the Clearing House, SGX RegCo, any committee, any person or entity referred to under Rule 1.01.8, or their respective employees and members.

Amended on 27 March 200627 March 2006, 15 September 201715 September 2017 and 3 June 20193 June 2019.