6.7A.1
Added on 20 November 200920 November 2009 and amended on 15 September 201715 September 2017 and 10 December 201810 December 2018.
6.7A.2
If a Clearing Member's obligation to deliver securities in respect of a Novated Contract remains outstanding on the fifth (5th) Settlement Day after delivery is due, CDP may impose a further penalty of $5,000.
Added on 20 November 200920 November 2009 and amended on 10 December 201810 December 2018.
6.7A.3
CDP may refer a Clearing Member to the Disciplinary Committee where CDP is satisfied that the Clearing Member has frequently failed to deliver securities when due.
Added on 20 November 200920 November 2009 and amended on 10 December 201810 December 2018.
6.7A.4
Added on 20 November 200920 November 2009 and amended on 21 January 201321 January 2013 and 10 December 201810 December 2018.