Past version: Effective up to 20 Jan 2013
| Rule Violation | Whether composition may be offered | Composition Amount which may be Offered by CDP, where CDP has Determined the Clearing Member to be Liable | Mandatory minimum penalty imposable by the DC | |||
| Rule Chapter/Number | Brief Description of Rule | 1st Violation | 2nd Violation | 3rd Violation | ||
| Rule 7 — Clearing Fund | ||||||
| 7.15 | Time Payment of Contributions | |||||
| 7.15.1 | Clearing Member to pay the required Contribution or to topup deficiency in Contribution within prescribed time | Compoundable | $2,000 – $4,000 | $4,000 – $7,000 | $7,000 – $10,000 | N.A. |
Added on 16 May 201116 May 2011.