Where a Clearing Member authorizes an Authorized Trading Member to open and maintain Authorized Accounts under Rule 5A.4.1(a), Rules 5A.1and 5A.2 shall, with the necessary modifications, apply to an Authorized Trading Member in respect of each Authorized Account, as those provisions apply to a Clearing Member. The Clearing Member who authorizes the Authorized Trading Member under Rule 5A.4.1(a) shall ensure that the Authorized Trading Member performs the obligations under Rules 5A.1 and 5A.2, as they apply to the Authorized Trading Member in respect of each Authorized Account.

Refer to Practice Note 5A.4.2, 5A.4.3.

Added on 1 July 20161 July 2016.