1.1
Rule 4.9.3 provides that a Trading Member must have processes in place to minimise and manage conflicts of interest, including but not limited to separating its front and back office functions.
Added on 3 June 20193 June 2019.
1.2
This Practice Note provides guidance on how front office and back office functions of Trading Members should be separated.
Added on 3 June 20193 June 2019.