1.1
Rule 4.15.2(d) states that prior to opening a customer account, a Trading Member shall satisfy itself that it has understood each customer's risk appetite and investment objectives (if applicable).
Added on 3 June 20193 June 2019.
1.2
This Practice Note provides guidance on the procedures to understand a customer's risk appetite and investment objectives.
Added on 3 June 20193 June 2019.