SGX Rulebooks
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1.1

Rule 4.38.1 says that a Trading Member and its Trading Representatives may receive goods and services from a broker for directing business to the broker under certain conditions.

Added on 3 June 20193 June 2019.

1.2

Rule 4.38.2 says that a Trading Member may pay for goods and services to a customer for directing business to the Trading Member under certain conditions.

Added on 3 June 20193 June 2019.

1.3

This Practice Note provides guidance on the types of goods and services that do not qualify for soft dollar receipts or payments.

Added on 3 June 20193 June 2019.