SGX Rulebooks
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SGX-DC Clearing Rules
Chapter 3 Committees

3.01.1

The Disciplinary Committee may conduct hearings and investigations on those matters over which it is assigned jurisdiction by Chapter 4.

3.01.2

The Disciplinary Committee comprises persons appointed by the SGX RegCo Board and shall not have a member, who is, or who within three years of the proposed appointment date was, a director, officer or employee of:

3.01.2.1 SGX; or
3.01.2.2 any of SGX's related corporations.

Added on 27 March 200627 March 2006 and amended on 15 September 201715 September 2017 and 3 June 20193 June 2019.

3.01.3

The SGX RegCo Board shall appoint the chairman and deputy chairman of the Disciplinary Committee. In the absence of the chairman, the deputy chairman will have all the powers of the chairman.

Added on 27 March 200627 March 2006 and amended on 15 September 201715 September 2017 and 3 June 20193 June 2019.

3.01.8

Procedures may be issued in relation to Disciplinary Committee proceedings. The procedures are binding on all the parties to the proceedings and may be varied by the Disciplinary Committee as provided in the procedures or this Rules. Where any matter is not dealt with by the procedures or this Rules, the Disciplinary Committee may establish its own procedures.

Refer to the [Disciplinary Committee and Appeals Committee Handbook].

Added on 27 March 200627 March 2006 and amended on 3 June 20193 June 2019.