3.01.1
The Disciplinary Committee may conduct hearings and investigations on those matters over which it is assigned jurisdiction by Chapter 4.
3.01.2
The Disciplinary Committee comprises persons appointed by the SGX RegCo Board and shall not have a member, who is, or who within three years of the proposed appointment date was, a director, officer or employee of:
Added on 27 March 200627 March 2006 and amended on 15 September 201715 September 2017 and 3 June 20193 June 2019.
3.01.3
The SGX RegCo Board shall appoint the chairman and deputy chairman of the Disciplinary Committee. In the absence of the chairman, the deputy chairman will have all the powers of the chairman.
Added on 27 March 200627 March 2006 and amended on 15 September 201715 September 2017 and 3 June 20193 June 2019.
3.01.8
Procedures may be issued in relation to Disciplinary Committee proceedings. The procedures are binding on all the parties to the proceedings and may be varied by the Disciplinary Committee as provided in the procedures or this Rules. Where any matter is not dealt with by the procedures or this Rules, the Disciplinary Committee may establish its own procedures.
Refer to the [Disciplinary Committee and Appeals Committee Handbook].
Added on 27 March 200627 March 2006 and amended on 3 June 20193 June 2019.
3.02.1
The Appeals Committee may conduct appellate hearings and investigations over which it is assigned jurisdiction by Chapter 4.
3.02.2
The Appeals Committee shall comprise persons appointed by the SGX RegCo Board and approved by the Authority provided that:—
Added on 27 March 200627 March 2006 and amended on 15 September 201715 September 2017 and 3 June 20193 June 2019.
3.02.3
The powers of the Appeals Committee include:—
Added on 27 March 200627 March 2006 and amended on 15 September 201715 September 2017 and 3 June 20193 June 2019.
3.02.3A
A failure to comply with any sanction imposed by the Appeals Committee constitutes a breach of this Rules.
Added on 3 June 20193 June 2019.
3.02.4
The SGX RegCo Board shall appoint the chairman and the deputy chairman of the Appeals Committee. In the absence of the chairman, the deputy chairman will have all the powers of the chairman.
Added on 27 March 200627 March 2006 and amended on 3 June 20193 June 2019.
3.02.9
Procedures may be issued in relation to Appeals Committee proceedings. The procedures are binding on all the parties to the proceedings and may be varied by the Appeals Committee as provided in the procedures or this Rules. Where any matter is not dealt with by the procedures or this Rules, the Appeals Committee may establish its own procedures.
Refer to the [Disciplinary Committee and Appeals Committee Handbook].
Amended on 3 June 20193 June 2019.