Skip to main content
中文
CDP Internet
SGXNet
RegCo Submission
Data Submission
SGX BondPro
SGX Exchange Notes
Titan OTC
Login
Securities
Overview
Prices & Screeners
Prices
Stock Screener
ETF Screener
Structured Warrant Screener
Historical Data
Products
ESG Stock Ratings
Company Information
Company Announcements
Corporate Information
Annual Reports & Financial Statements
Meeting Schedules
Corporate Actions
Prospectus, Circulars & Offer Documents
IPO Prospectus
IPO Performance
Listing
Why List on SGX
How to Get Listed
Mainboard
Catalist
Services for Listed Companies
SGXNet
Trading
Clearing
Clearing Information
Risk Management
Depository
Institution
Retail Investor
Fixed Income
Overview
Market Information
Retail Fixed Income Securities
Wholesale Fixed Income Securities
Evaluated Fixed Income Securities Prices
Green, Social & Sustainability Fixed Income Securities
China Domestic Bonds
Company Information
Company Announcements
Prospectus, Circulars & Offer Documents
Corporate Actions
ESG Fixed Income
Listing
Trading
Clearing
Clearing Information
Risk Management
MarketNode
SGX Bond Pro
Derivatives
Overview
Market Information
Delayed Prices - Futures
Delayed Prices - Options
Final Settlement Price
Negotiated Large Trade
Historical Data
Products
All
Commodities
Equities
FX & Interest Rates
ESG
Commodities
Equity Derivatives
Trading
Clearing
Clearing Information
Risk Management
Platforms
Indices
Overview
Custom Index Services
ESG Indices
PCF & Real-Time iNAV Services
Index Policy & Governance
Index Publications
Third Party Bond Indices
CFETS BOC Traded Bond Indices
ChinaBond-ICBC RMB Bond Indices
Research & Education
Overview
Research
Market Updates
Market Dialogues
Sectors
Fund Flow Reports
Analyst Research
Education
SGX Academy
Partner Events
Commodities
Equities
FX & Interest Rates
Securities
Educational Infographics
Historical Data
Market Statistics
Securities
Derivatives
Data & Connectivity
Overview
Market Data Services
SGX Real-Time Price Feeds
News & Corporate Actions
SGX Post-trade Data Feeds
Data Services for Listed Companies
Historical & Reference Data
SGX Market Data Policy
Market Data Notifications
Our Data Vendors
Connectivity Services
Market Access
Co-Location
Managed Network Services
Offshore Connectivity – (Liquidity Hubs)
Dedicated Gateway Services
Regulation
Overview
About SGX RegCo
Announcement
Public Consultations
Regulatory Actions
Watch-List
Listing Rule Waivers
Evergreen Listing Rule Waivers
Directors' and Executive Officers' Watchlist
Public Disciplinary Actions
Quarterly Reporting
Catalodge
Guidance & Case Studies
Private Disciplinary Actions
Decisions on Listing Applications
Guides & Handbooks
Resources & Reports
Regulation of Listings
Listing Compliance Toolkit
Catalist Sponsors & Companies
Memberships
SGX Fast Track
Secondary Listings
Sustainability Reporting
Reports
Regulator’s Columns
Investor Protection
Platforms
Rulebooks
RegCo Whistleblowing
Main navigation
Rulebooks
Browse Contents
View Updates
Search
Whole section
Custom print
Print
Link
Breadcrumb
SGX Rulebooks
SGX-ST Rules
Chapter 4 Operational Requirements
4.13 Records for Compliance
Versions
‹
4.12.3
4.13.1
›
4.13 Records for Compliance
4.13.1
4.13.2
4.13.3
‹
4.12.3
4.13.1
›
