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4.38.2

A Trading Member may pay for goods and services to customers for directing business to the Trading Member if:

(a) records of such payments are maintained;
(b) there are procedures to control such arrangements; and
(c) the arrangements do not violate any law, regulation or professional code of ethics on the part of the recipients.

Refer to Practice Note 4.38.

Added on 3 June 20193 June 2019.