5A.2.1

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CDP Clearing Rules

Rule 5A — Position Accounts 5A.2 — Reporting Requirements for Position Account

Each Clearing Member shall report to CDP such information as CDP may require for each Position Account opened with CDP as soon as practicable, and in any event, no later than such time as may be required for timely and orderly settlement of the first trade cleared by the Clearing Member for the holder of such Position Account into the intended Securities Account.

Refer to Practice Note 5A.2.1, 5A.2.2.

Added on 1 July 2016 1 July 2016.