A sponsor may consult the Exchange to resolve specific issues prior to the submission of a listing confirmation. Unless the Exchange prescribes otherwise, the listing applicant must comply with the requirements set out in Appendix 4F which sets out the following:

The sponsor must give the Exchange any additional information or documents which the Exchange requires, either in the particular case or generally.

Refer to Appendix 4F — Steps in the Initial Public Offering/Very Substantial Acquisition/Reverse Takeover Process.

Amended on 31 January 200831 January 2008.

In normal circumstances the Exchange will rely on the listing confirmation in Appendix 4B. However, the Exchange may refuse or delay an admission at any point prior to listing, notwithstanding that it receives a listing confirmation and notwithstanding that the offer document has been registered by the Exchange, if:

Amended on 31 January 200831 January 2008.

The sponsor must ensure that it has considered all information that is material to its decision on the application. The Exchange may require the sponsor to undertake additional due diligence.

Notice of a refusal of, or delay to, an admission will be given to the sponsor and copied to the listing applicant.

A listing applicant will be admitted according to the terms issued together with the registration notice issued by the Exchange.

Amended on 31 January 200831 January 2008.

Deleted on 25 September 201525 September 2015.

Deleted on 25 September 201525 September 2015.

Deleted on 7 February 20207 February 2020.